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The Case of "Investor Protection · Clear Rules and Knowledge of Risks" —— Nothing can be generalized with rhetoric and rational analysis in order to get the truth
The Case of "Investor Protection · Clear Rules and Knowledge of Risks" —— Nothing can be generalized with rhetoric and rational analysis in order to get the truth
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The Case of "Investor Protection · Clear Rules and Knowledge of Risks" —— Nothing can be generalized with rhetoric and rational analysis in order to get the truth

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Case of "Investor Protection · Clear Rules and Knowledge of Risks" —— Leakage news is not a trivial matter

Case of "Investor Protection · Clear Rules and Knowledge of Risks" —— Leakage news is not a trivial matter

  • Categories:Fairness
  • Author:
  • Origin:
  • Time of issue:2017-05-20 14:38
  • Views:

(Summary description)

Case of "Investor Protection · Clear Rules and Knowledge of Risks" —— Leakage news is not a trivial matter

(Summary description)

  • Categories:Fairness
  • Author:
  • Origin:
  • Time of issue:2017-05-20 14:38
  • Views:
Information
In the capital market, many investors are often enthusiastic about listening to "gossip" and "insider information" as a basis for buying and selling stocks. Some investors believe that insider trading is not harmful. As long as you have inside information, you can make a lot of money in the stock market. Some investors believe that penalties can only be imposed if they make money using inside information, and no legal liability is required to lose money. But is this really the case? Let us look at the following cases.
 
Wang Wang, then was the chief financial officer of X Group (state-owned enterprise), and participated in the major asset reorganization process of listed company A controlled by X Group. After learning this inside information, Wang Moumou disclosed to Zhao Moumou the major benefit of the reorganization of Company A's assets in a telephone call with Zhao Moumou. After receiving the news, Zhao Moumou used his account to invest 225,300 yuan to buy 27,200 shares of company A, waiting for the stock price to rise. But contrary to expectations, the news of asset restructuring failed. Stealing the chicken did not make the rice, Zhao Moumou not only did not make money, but instead lost 39,400 yuan. What is even more unexpected is that the CSRC has learned this insider trading situation through investigations afterwards. According to Article 76 of the Securities Law, insiders of securities trading insiders and people who illegally obtain inside information must not buy or sell the company's securities or disclose the information, or advise others to buy and sell, before the inside information is made public The securities. Wang Moumou leaked inside information, Zhao Moumou's conduct of insider trading violated the provisions of Article 76 of the Securities Law, which has constituted an insider trading situation as described in Article 202 of the Securities Law. Waiting They were each fined 40,000 yuan.
 
There is no coincidence that Bao Moumou has also followed suit because of insider trading. Bao Moumou was the chief accountant of H-listed company at that time. After learning the important information of H-listed company's planned mining assets injection, he disclosed this news to his friend Feng Moumou by phone. Feng Moumou immediately bought the shares of H-listed company through his wife's account and other people's account, and made a total profit of 18,000 yuan. However, Skynet is full and unobtrusive, and this illegal behavior will eventually escape legal sanctions. In the end, the CSRC fined Bao Moumou and Feng Moumou respectively 300,000 yuan.
 
Participants in the securities market should be strictly vigilant against insider trading. On the one hand, the directors, supervisors and senior management personnel of listed companies and their affiliated companies, as insiders who know the inside information, have the obligation to keep the inside information confidential. If you take it lightly and leak inside information for the so-called buddy's morale, not only may you lose your job, but you will also lose your reputation. On the other hand, as a person engaged in securities trading, investors should not listen to "small news" at will. Even if some information is succinct, due to the complexity and randomness of the securities market, using inside information to engage in securities trading may still lead to meat loss and loss. Furthermore, insider trading is an illegal act severely cracked down by the securities market. Even if you lose money by engaging in insider trading, you still need to bear legal responsibility. According to the provisions of the Supreme People's Procuratorate and the Ministry of Public Security on the Standards for Prosecution of Criminal Cases under the Jurisdiction of Public Security Organs (II), if the total transaction value of securities transactions exceeds 500,000 yuan, or the amount of profits (avoiding losses) accumulates More than 150,000 yuan will also constitute the crime of insider trading and be investigated for criminal responsibility. There have been many cases of capital market tycoons who have been in the limelight because of insider trading, which are thought-provoking. Many people who engage in insider trading often have a sense of fortunateness, thinking that they are unaware of the ghosts, and they do not know that the regulatory department has a strict prevention and control system for this, and insider trading is ultimately difficult to escape. Investors are reminded that insider information is a secret that cannot be said, and insider trading is a red line that cannot be touched. By keeping the bottom line of the law, it is also keeping its right to engage in securities trading fairly.

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